Broker Check

Fees

We charge a fee that is a percentage of your assets because we feel this aligns our goals with yours. We do provide insurance brokerage service to our financial planning clients as needed, and receive a commission.

Wealth Management Services 

  • Under $250K: 1.25%
  • $250K-$1M: 1.00%
  • $1M-$5M: 0.75%
  • $5M+: 0.50%

Fees are debited out of your account at Charles Schwab on a monthly basis in arrears.

Financial planning included for all portfolios over $750,000. 

Meeting Frequency:

  • Under $250K: once annually
  • $250K-$750K: twice annually 
  • $750K+: financial planning service level, includes minimum of 4 planning sessions annually

What's included?

  • Integrate all your accounts, which are updated in real-time. No need to provide us with statements.
  • Administer all your trades, contributions, withdrawals, and Roth IRA conversions.
  • Strategically manage your investments. Our portfolio manager builds custom-made portfolios for our clients at 5 different risk profiles, with both socially responsible and traditional investment choices. What makes us unique: technical analysis, sector rotation, value rotation, and a dynamic investment sleeve.
  • Customize your solution according to your needs and goals.
  • Rebalance throughout the year as the market grows and/or loses. We do not time the market; we make strategic changes when your portfolio changes in value.
  • Our portfolios are comprised of a blend of mutual funds, exchange traded funds (ETFs), stocks and alternative solutions such as REITs, structured products and more.
  • Provide a tax strategy for your non-IRA accounts i.e. what would selling this position do for your taxes? How are your dividends and interest taxed?
  • Consider tax strategies for your overall portfolio i.e. qualified charitable distributions, Donor Advised Funds (DAFs), donating appreciated stock, gifting stock, etc.
  • Syncing your portfolio into your financial life plan and determining your rate of success from there.

 STANDALONE FINANCIAL PLANNING - $4,500 annual / $400 monthly

  • Savings Strategies
  • Budget Analysis
  • Debt Reduction Strategies
  • Retirement Planning
  • College Planning
  • Tax Strategies
  • Build Multiple Scenarios
  • Asset Allocation
  • Values Integration
  • Net Worth Assessment
  • Insurance Audit

 ADVANCED PLANNING - $7,000+ annual / $600+ monthly

  • All the above +
  • Advanced Retirement Planning
  • Estate Planning Strategies
  • Alternative Investment Strategies
  • Collaboration with CPA & Estate Attorney
  • Charitable Planning Services
  • Family / Generational Meetings

 BUSINESS PLANNING - customized pricing

  • Collaboration with CPA & Business Attorney
  • Buy Sell Strategies
  • Business Sale Scenarios
  • Business Owner Retirement Plans
  • Executive Deferred Compensation
  • Key Person Planning
  • Retirement Plan Administration

HOURLY PLANNING - $300/hour

Hourly financial planning to get you started on your plan


Are you ready to take control of your Wealth and Legacy?

Let's get started.

whitney@whitneywealthgroup.com